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生态学杂志 ›› 2024, Vol. 43 ›› Issue (12): 3553-3562.doi: 10.13292/j.1000-4890.202412.011

• 研究报告 • 上一篇    下一篇

基于CARS-CNN和高光谱遥感的矿区土壤磷含量估算

赵星辉1,冯雪琦1,聂小军2,张岩3,郭二辉1*   

  1. 1河南农业大学林学院, 郑州 450046; 2河南理工大学测绘与国土信息工程学院, 河南焦作 454003; 3河南省水土保持监测总站, 郑州 450008)

  • 出版日期:2024-12-10 发布日期:2024-12-03

Hyperspectral estimation of soil phosphorus content in mining area based on CARS-CNN.

ZHAO Xinghui1, FENG Xueqi1, NIE Xiaojun2, ZHANG Yan3, GUO Erhui1*   

  1. (1College of Forestry, Henan Agricultural University, Zhengzhou 450046, China; 2School of Surveying and Land Information Engineering, Henan Polytechnic University, Jiaozuo 454003, Henan, China; 3Henan Provincial Soil and Water Conservation Monitoring Station, Zhengzhou 450008, China).

  • Online:2024-12-10 Published:2024-12-03

摘要: 土壤磷管理是煤矿区耕地质量提升与水环境保护均需要关注的一个问题。利用高光谱遥感技术,探讨准确的土壤磷含量反演方法可有效服务于煤矿区耕地土壤磷含量监测。本研究以河南省焦作马村矿区为对象,利用便携式地物光谱仪获取矿区耕地土壤样品光谱数据。以原始光谱及其连续小波变换(CWT)分解数据为自变量,利用竞争性自适应重加权采样算法(CARS)选取特征波段,对比分析了深度学习方法卷积神经网络(CNN)与常用机器学习方法随机森林(RF)、BP神经网络(BPNN)的建模效果。结果表明:CWT可提高光谱反射率和土壤磷含量的相关性,进而提高模型精度。CNN具有强大的特征学习能力,其预测精度远高于BPNN和RF。采用CARS算法进行特征波段筛选,并结合CNN进行特征提取可进一步提升模型效果,土壤全磷和速效磷含量反演最优模型的相对分析误差(RPD)分别提升了7.53、1.25。在经CARS筛选后的小波变换L1-L10数据中,L9-CARS-CNN模型在土壤全磷与速效磷精度最高,其验证集的RMSE及RPD分别为1.33 mg·kg-1、25.29和1.52 mg·kg-1、11.95。利用CARS进行特征波段提取并结合CNN构建模型可精确反演土壤磷含量,具有广阔应用前景。


关键词: 煤矿区, 土壤全磷, 土壤速效磷, 高光谱反演, 卷积神经网络

Abstract: Soil phosphorus management is an issue that be worthy of attention in the improvement of cultivated land quality and the protection of water environment in coal mining areas. With hyperspectral remote sensing technology, exploring the accurate inversion method of soil phosphorus content can facilitate the monitoring of cultivated land soil phosphorus content in coal mining areas. In this study, we collected soil samples of cultivated land from the Macun mining area in Jiaozuo, Henan Province, and got the spectral data of soil samples by a portable ground object spectrometer. The original spectrum and its decomposed data by continuous wavelet transform (CWT) were selected as independent variables, while the feature wavebands were selected by the competitive adaptive reweighted sampling (CARS). The modeling effects of deep learning \[convolutional neural network (CNN)\] and common machine learning methods \[random forest (RF) and BP neural network (BPNN)\] were compared and analyzed. Results showed that CWT method enhanced the correlation between spectral reflectance and soil phosphorus content, and thus improved the model accuracy. CNN exhibited a strong feature of learning ability, and its prediction accuracy was much higher than those of BPNN and RF. Combining the CARS algorithm for feature wavebands screening and the CNN for feature extraction could further improve the efficiency of the model. The relative percentage difference (RPD) of the optimal model of soil total phosphorus and available phosphorus content were increased by 7.53 and 1.25, respectively. Among the wavelet transform L1-L10 data filtered by CARS, L9-CARS-CNN model had the highest accuracy in the soil total phosphorus and available phosphorus. The RMSE and RPD of its verification set were 1.33 mg·kg-1 and 25.29 for soil total phosphorus, and 1.52 mg·kg-1 and 11.95 for available phosphorus, respectively. Therefore, combining the CARS for feature wavebands extraction and the CNN for model building can accurately retrieve soil phosphorus content, which will have broad application prospects.


Key words: coal mining area, soil total phosphorus, soil available phosphorus, hyperspectral inversion, convolutional neural network